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Course
Capital Markets
Investment dealers face significant exposure to financial crime, including securities fraud, money laundering, and terrorist financing. Participants learn to recognise key vulnerabilities and strengthen controls to meet AML and CFT compliance requirements.
This 12-week course is delivered online with instructor-led delivery and assessed to UK postgraduate standards.
This course is offered as an elective course on the Advanced Diploma and Applied Diploma. It may also be studied independently as part of the professional development route.
PROFESSIONAL DEVELOPMENT
Individual courses are available to study as part of the professional development route.
ENROL
Enrol to secure your place on this course, or study as part of a Diploma pathway.
Capital Markets
Diploma Pathways
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